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CODE OF CONDUCT

In accordance to Regulation 24 (2) of the SEBI (Research Analyst) Regulations, 2014, I shall maintain the following the Code of Conduct:

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1. Honesty and Good Faith

I shall act honestly and in good faith.

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2. Diligence

I shall act with due skill, care and diligence and shall ensure that the research report is prepared after thorough analysis.

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3. Conflict of Interest

I shall effectively address conflict of interest which may affect the impartiality of research analysis and research report and shall make appropriate disclosures to address the same.

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4. Insider Trading or front running

I shall not engage in insider trading or front running of my own research report.

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5. Confidentiality

I shall maintain confidentiality of report till the report is made public.

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6. Professional Standard

I am engaged in research analysis and shall observe high professional standard while preparing research report. 

 

7. Compliance

I shall comply with all regulatory requirements applicable to the conduct of its business activities.

 

8. Responsibility of senior management

I shall bear primary responsibility of senior management for ensuring the maintenance of appropriate standards of conduct and adherence to proper procedures.

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+91 7304278745

info@mywealthguide.com

SEBI Registration Details - Reg No: INH000008677 |

Registered Analyst |

Name: Salonee Sanghvi (Proprietor: My Wealth Guide) | Validity: Aug 30, 2021 - Aug 29, 2027

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Principal Officer - Salonee Sanghvi

+91 7304278745 | info@mywealthguide.com

Status of Complaints
Beginning of the month: Nil
Received this month: Nil
Resolved during the month: Nil
Pending at the end of the month: Nil
Reason for pendency: N.A.

SCORES: scores.sebi.gov.in

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ODR PORTAL: https://smartodr.in

Securities & Exchange Board of India

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This website is for educational purposes only and should not be construed as financial advice. Please contact a financial advisor .

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Registration granted by SEBI and certification from NISM do not guarantee performance of the intermediary or provide any assurance of returns to investors.

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Investments in securities markets are subject to market risks. Read all related documents carefully before investing.

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